SEC Form 4 · accession 0001437749-18-010362
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott James Morris
Officer — President and COO
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 5,000 | $9.05 | A | 202,798 | D | |
| Common Stock | May 16, 2018 | S | 5,000 | $21.00 | D | 197,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $9.05 | May 16, 2018 | M | 5,000 | D | — | May 9, 2026 | Common Stock | 5,000 | 27,624 | D |
Explanation of responses
- F1The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017.