SEC Form 4 · accession 0001437749-18-007321
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kassar
Officer — Chief Financial Officer
Period of report
Mar 30, 2018
Accepted (ET)
Apr 20, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $16.45 | Mar 30, 2018 | A | 13,410 | A | — | Mar 30, 2028 | Common Stock | 13,410 | 13,410 | D |
| Option to purchase common stockF2 | $16.45 | Mar 30, 2018 | A | 13,409 | A | — | Mar 30, 2028 | Common Stock | 13,409 | 13,409 | D |
Explanation of responses
- F1The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 3/30/2019.
- F2Subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.