SEC Form 4 · accession 0001437749-17-019398
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Macchiaverna
Officer — Sr. VP, Controller, Secretary
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 4,946 | $7.10 | A | 77,884 | D | |
| Common StockF1 | Nov 13, 2017 | S | 4,946 | $17.344 | D | 72,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $7.10 | Nov 13, 2017 | M | 4,946 | A | — | Dec 31, 2020 | Common Stock | 4,946 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.40. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- F2The options vest in four equal annual installments beginning December 31, 2011.