SEC Form 4 · accession 0001437749-17-016069
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott James Morris
Officer — President and COO
Period of report
Sep 15, 2017
Accepted (ET)
Sep 19, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | M | 2,101 | $7.10 | A | 204,408 | D | |
| Common StockF1 | Sep 15, 2017 | S | 2,101 | $15.80 | D | 202,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt to Purchase Common StockF2 | $7.10 | Sep 15, 2017 | M | 2,101 | D | — | Dec 31, 2020 | Common Stock | 2,101 | 19,273 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.85. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- F2The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.