SEC Form 4 · accession 0001437749-17-015044
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kassar
Officer — Chief Financial Officer
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | M | 437 | $8.87 | A | 200,431 | D | |
| Common Stock | Aug 17, 2017 | S | 437 | $16.00 | D | 199,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $8.87 | Aug 17, 2017 | M | 437 | A | — | Feb 28, 2020 | Common Stock | 437 | 0 | D |
Explanation of responses
- F1The option vests in five equal annual installments beginning March 31, 2011.