SEC Form 4 · accession 0001437749-17-006157
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kassar
Officer — Chief Financial Officer
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $11.00 | Apr 3, 2017 | A | 18,940 | A | — | Apr 3, 2027 | Common Stock | 18,940 | 18,940 | D |
| Option to Purchase Common StockF2 | $11.00 | Apr 3, 2017 | A | 18,939 | A | — | Apr 3, 2027 | Common Stock | 18,939 | 18,939 | D |
Explanation of responses
- F1Options vest on December 31, 2020, subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.
- F2The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning April 3, 2018.