SEC Form 4 · accession 0001437749-17-000179
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott James Morris
Officer — President and COO
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | J | 18,666 | $0.00 | D | 0 | I | Morris Mutts LLC |
| Common Stock | Dec 30, 2016 | J | 4,577 | $0.00 | A | 207,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 30, 2016, Morris Mutts LLC completed a pro rata distribution to its investors. The Reporting Person is a managing member of Morris Mutts LLC and may be deemed to beneficially own shares held by Morris Mutts LLC. As a result, the Reporting Person disclaims beneficial ownership of any shares held or controlled by Morris Mutts LLC, including shares distributed by Morris Mutts LLC, except to the extent of his pecuniary interest therein. The recipients of the pro rata distribution have agreed not to sell or otherwise dispose of the shares received in connection with the distribution prior to the Issuer entering a Window Period (as defined in the Issuer's insider trading policy).
- F2The Reporting Person acquired the shares as a result of the pro rata distribution by Morris Mutts LLC.