SEC Form 4 · accession 0001437749-16-043223
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Hieger
Officer — SVP Manufacturing Operations
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 3,092 | $6.27 | A | 9,428 | D | |
| Common Stock | Dec 8, 2016 | S | 3,092 | $9.50 | D | 6,336 | D | |
| Common Stock | Dec 9, 2016 | M | 7,269 | $6.27 | A | 13,605 | D | |
| Common Stock | Dec 9, 2016 | S | 7,269 | $9.50 | D | 6,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $6.27 | Dec 8, 2016 | M | 3,092 | D | — | Apr 29, 2017 | Common Stock | 3,092 | 7,269 | D |
| Option to purchase common stockF1 | $6.27 | Dec 9, 2016 | M | 7,269 | D | — | Apr 29, 2017 | Common Stock | 7,269 | 0 | D |
Explanation of responses
- F1The option vests in five equal annual installments beginning April 30, 2008.