SEC Form 4 · accession 0001437749-16-033169
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Kathryn Winstanley
Officer — Vice President of Marketing
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 7,171 | $6.27 | A | 23,655 | D | |
| Common StockF1 | May 27, 2016 | S | 7,171 | $9.8612 | D | 16,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF2 | $6.27 | May 27, 2016 | M | 7,171 | D | — | Dec 4, 2016 | Common Stock | 7,171 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.81 to $9.91. The reporting person undertakes to provide Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- F2The option vests in five equal annual installments beginning 12/04/2016.