SEC Form 4 · accession 0000899243-15-007822
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Norris
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | J | 1,101,320 | $0.00 | D | 2,229,771 | I | By Freshpet Investors, LLC |
| Common Stock | Nov 5, 2015 | J | 108,818 | $0.00 | A | 306,167 | I | By Norris Trust dtd 6/18/02 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 5, 2015, Freshpet Investors, LLC ("FPI") completed a pro rata distribution to its investors. The Reporting Person is a managing member of FPI and may be deemed to beneficially own shares held by FPI as a result. The Reporting Person disclaims beneficial ownership of any shares held or controlled by FPI, including the shares distributed by FPI, except to the extent of his pecuniary interest therein.
- F2The Reporting Person beneficially owns the shares held by Norris Trust dtd 6/18/02 which acquired 108,818 shares as a result of the pro rata distribution of shares by FPI.