SEC Form 4 · accession 0001213900-18-009769

Helix TCS, Inc. · HLIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer · Director · 10% Owner

Period of report

Jul 25, 2018

Accepted (ET)

Jul 27, 2018 · 4:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001611277

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Jul 25, 2018	S	1,280	$1.26	D	22,633,628	I	As Controlling Manager and Member of Helix Opportunities, LLC
Common Stock^F3	Jul 26, 2018	S	240	$1.18	D	22,633,388	I	As Controlling Manager and Member of Helix Opportunities, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class "A" Convertible Preferred Stock^F4,F5	$0.00	holding	—	—	—	—	—	Common Stock	1,000,000	1,000,000	I

F1The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC .
F2This transaction was executed in multiple trades ranging from $1.23 to $1.32. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
F3This transaction was executed in multiple trades ranging from $1.17 to $1.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
F4The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
F5The Class "A" Convertible Preferred Stock does not have an expiration date.