SEC Form 4 · accession 0001635209-15-000002
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Madrona Venture Fund IV-A, LP
10% Owner
Madrona Investment Partners IV, LP
10% Owner
Madrona Venture Fund IV, LP
10% Owner
Madrona IV General Partner, LLC
10% Owner
Period of report
Mar 11, 2015
Accepted (ET)
Mar 11, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2015 | C | 4,393,356 | — | A | 4,393,356 | D | |
| Common StockF1,F3 | Mar 11, 2015 | C | 111,970 | — | A | 111,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1,F2 | — | Mar 11, 2015 | C | 3,690,493 | D | — | — | Common Stock | 3,690,493 | 0 | D |
| Series C Preferred StockF1,F3 | — | Mar 11, 2015 | C | 94,057 | D | — | — | Common Stock | 94,057 | 0 | D |
| Series D Preferred StockF1,F2 | — | Mar 11, 2015 | C | 702,863 | D | — | — | Common Stock | 702,863 | 0 | D |
| Series D Preferred StockF1,F3 | — | Mar 11, 2015 | C | 17,913 | D | — | — | Common Stock | 17,913 | 0 | D |
Explanation of responses
- F1Each share of preferred stock converted automatically into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date.
- F2Shares held directly by Madrona Venture Fund IV, L.P. Madrona Investment Partners IV, L.P., the general partner of Madrona Venture Fund IV, L.P., may be deemed an indirect beneficial owner of the reported securities. Madrona IV General Partner, LLC is the general partner of Madrona Investment Partners IV, L.P. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
- F3Shares held directly by Madrona Venture Fund IV-A, L.P. Madrona Investment Partners IV, L.P., the general partner of Madrona Venture Fund IV-A, L.P., may be deemed an indirect beneficial owner of the reported securities. Madrona IV General Partner, LLC is the general partner of Madrona Investment Partners IV, L.P. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.