SEC Form 4 · accession 0001611231-17-000137
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Augustus O Tai
Director
Period of report
Oct 10, 2017
Accepted (ET)
Oct 12, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 10, 2017 | U | 1,513,962 | $13.86 | D | 0 | I | By Trinity Ventures X, L.P. |
| Common StockF1,F2,F3 | Oct 10, 2017 | U | 14,751 | $13.86 | D | 0 | I | By Trinity X Entrepreneurs' Fund, L.P. |
| Common StockF1,F2,F3 | Oct 10, 2017 | U | 8,679 | $13.86 | D | 0 | I | By Trinity X Side-By-Side Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.
- F2Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.
- F3The Reporting Person is a Non-Management Member of Trinity TVL X and is an employee of TVL Management Corporation. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest, if any, therein.