SEC Form 4 · accession 0001611231-17-000090
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gretchen Joyce
Officer — Chief Operating Officer
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2017 | F | 604 | $13.89 | D | 137,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the automatic withholding of the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on September 19, 2016. This is authorized in the applicable restricted stock award agreement. No shares were actually sold by the reporting person as this reflects a non-market disposition.
- F2Of the reported shares, 4,295 are held by the Reporting Person and Brien J. Joyce as Joint Tenants.