SEC Form 4 · accession 0001611231-17-000053
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Carlson
Officer — Chief Technology Officer
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | A | 375 | $5.28 | A | 128,499 | D | |
| Common StockF2 | Jun 19, 2017 | F | 496 | $7.35 | D | 128,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the MaxPoint Interactive, Inc. 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2Represents the automatic withholding of the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on September 19, 2016. This is authorized in the applicable restricted stock award agreement. No shares were actually sold by the reporting person as this reflects a non-market disposition.