SEC Form 4 · accession 0001611231-17-000026
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gretchen Joyce
Officer — Chief Operating Officer
Period of report
Mar 19, 2017
Accepted (ET)
Mar 21, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2016 | A | 375 | $6.99 | A | 139,340 | D | |
| Common StockF3,F2 | Mar 19, 2017 | F | 1,440 | $6.70 | D | 137,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the MaxPoint Interactive, Inc. 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2Of the reported shares, 4,295 are held by the Reporting Person and Brien J. Joyce as Joint Tenants.
- F3Represents the automatic withholding of the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on September 19, 2016. This is authorized in the applicable restricted stock award agreement. No shares were actually sold by the reporting person as this reflects a non-market disposition.