SEC Form 4 · accession 0001611231-16-000079
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad R Schomber
Officer — Chief Financial Officer
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2016 | A | 375 | $6.85 | A | 2,000 | D | |
| Common StockF2 | Sep 19, 2016 | A | 16,000 | $0.00 | A | 18,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the MaxPoint Interactive, Inc. 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2The reported shares are represented by restricted stock units or RSUs, which vest over a two-year period as follows: 25% of the shares of common stock underlying the RSU award vest on the date six months after the vesting commencement date and 12.5% of the underlying shares vest at the end of each three month period thereafter, subject to the Reporting Person's continued service to the Issuer. This award is subject to vesting acceleration upon certain events under the Company's Change in Control Equity Acceleration Policy.