SEC Form 4 · accession 0001209191-15-080948
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gretchen Joyce
Officer — Chief Operating Officer
Period of report
Oct 31, 2015
Accepted (ET)
Nov 18, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2015 | A | 1,500 | $4.10 | A | 488,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.50 | Nov 16, 2015 | A | 60,000 | A | Aug 16, 2016 | Nov 15, 2025 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1These shares were acquired under the MaxPoint Interactive, Inc. 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2The option shares shall vest and become exercisable as follows: (a) with respect to the first 25% of the option shares when the optionee completes 12 months of continuous service beginning August 16, 2015 and (b) with respect to an additional 1/48th of the option shares when the optionee completes each month of continuous service thereafter, subject to the terms of the 2015 Equity Incentive Plan.