SEC Form 4 · accession 0001209191-15-025363
MaxPoint Interactive, Inc. · MXPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gretchen Joyce
Officer — Chief Operating Officer
Period of report
Mar 11, 2015
Accepted (ET)
Mar 11, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | C | 17,182 | — | A | 17,182 | D | |
| Common StockF1,F2 | Mar 11, 2015 | C | 17,182 | — | A | 17,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1 | — | Mar 11, 2015 | C | 17,182 | D | — | — | Common Stock | 17,182 | 0 | D |
| Series A Preferred StockF2,F1 | — | Mar 11, 2015 | C | 17,182 | D | — | — | Common Stock | 17,182 | 0 | D |
Explanation of responses
- F1Each share of convertible preferred stock automatically converted into one (1) share of Common Stock in connection with the consummation of Issuer's initial public offering and had no expiration date.
- F2Shares held by Reporting Person and Brien J. Joyce as Joint Tenants.