SEC Form 4 · accession 0001209191-15-025040

MaxPoint Interactive, Inc. · MXPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Mar 11, 2015

Accepted (ET)

Mar 11, 2015 · 1:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001611231

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Mar 11, 2015	C	6,055,851	—	A	6,055,851	I	By Trinity Ventures X, L.P.
Common Stock^F1,F2,F3	Mar 11, 2015	C	34,718	—	A	34,718	I	By Trinity X Side-By-Side Fund, L.P.
Common Stock^F1,F2,F3	Mar 11, 2015	C	59,006	—	A	59,006	I	By Trinity X Entrepreneurs' Fund, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series B Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	3,489,221	D	—	—	Common Stock	3,489,221	I
Series B Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	20,908	D	—	—	Common Stock	20,908	I
Series B Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	33,666	D	—	—	Common Stock	33,666	I
Series C Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	1,597,460	D	—	—	Common Stock	1,597,460	I
Series C Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	8,596	D	—	—	Common Stock	8,596	I
Series C Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	15,895	D	—	—	Common Stock	15,895	I
Series D Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	969,170	D	—	—	Common Stock	969,170	I
Series D Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	5,214	D	—	—	Common Stock	5,214	I
Series D Convertible Preferred Stock^F1,F2,F3	—	Mar 11, 2015	C	9,445	D	—	—	Common Stock	9,445	I

F1Each share of Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The exercisability date and expiration date are not relevant to the conversion of these securities.
F2Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.
F3The Reporting Person is a Management Member of Trinity TVL X and is an Owner of TVL Management Corporation, and may be deemed to share voting and investment power over the shares owned by Trinity X, Trinity X SBS and Trinity X EF. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.