SEC Form 4 · accession 0001518669-16-000004
Syneos Health, Inc. · SYNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Jamie Macdonald
Officer — Chief Executive Officer · Director
Period of report
Apr 12, 2016
Accepted (ET)
Apr 14, 2016 · 8:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 12, 2016 | M | 59,172 | $10.57 | A | 138,398 | D | |
| Class A Common Stock | Apr 12, 2016 | S | 59,172 | $48.00 | D | 79,226 | D | |
| Class A Common Stock | Apr 12, 2016 | M | 35,503 | $10.57 | A | 114,729 | D | |
| Class A Common Stock | Apr 12, 2016 | S | 35,503 | $48.00 | D | 79,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F2 | $10.57 | Apr 12, 2016 | M | 59,172 | D | — | Jul 28, 2021 | Class A Common Stock | 59,172 | 120,035 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $10.57 | Apr 12, 2016 | M | 35,503 | D | — | Jan 1, 2023 | Class A Common Stock | 35,503 | 142,011 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2015.
- F2One half of the shares subject to this option vest yearly in five equal installments beginning on July 28, 2012, subject to continued employment. The other half of the shares subject to this option vest yearly in five equal installments beginning on December 31, 2013, subject to continued employment.
- F3One half of the shares subject to this option vest yearly in five equal installments beginning on January 1, 2014, subject to continued employment. The other half of the shares subject to this option vest yearly in five equal installments beginning on December 31, 2013, subject to continued employment.