SEC Form 4 · accession 0001209191-18-025249
Solana Co · HSDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Griffin
Director
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 13, 2018 | P | 3,346 | $7.47 | A | 3,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1,F2,F3 | $12.25 | Apr 13, 2018 | P | 3,346 | A | — | Apr 10, 2021 | Class A Common Stock | 3,346 | 3,346 | D |
Explanation of responses
- F1The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $7.47.
- F2The strike price of the Warrant is CAD$12.25.
- F3Immediately exercisable.