SEC Form 4 · accession 0001209191-17-067261
Solana Co · HSDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce N LaViscount
Officer — CFO and COO
Period of report
Dec 22, 2017
Accepted (ET)
Dec 26, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 22, 2017 | P | 79,082 | $1.96 | A | 129,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1,F2 | $2.45 | Dec 22, 2017 | P | 79,082 | A | — | Dec 22, 2020 | Class A Common Stock | 79,082 | 79,082 | D |
Explanation of responses
- F1The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.
- F2Immediately exercisable.