SEC Form 4 · accession 0001209191-15-035491

Cidara Therapeutics, Inc. · CDTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 20, 2015

Accepted (ET)

Apr 22, 2015 · 2:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001610618

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 20, 2015	P	155,645	$16.00	A	155,645	I	By limited partnership
Common Stock^F2,F1	Apr 20, 2015	C	865,590	—	A	1,021,235	I	By limited partnership
Common Stock^F3	Apr 20, 2015	P	44,355	$16.00	A	44,355	I	By limited partnership
Common Stock^F2,F3	Apr 20, 2015	C	246,668	—	A	291,023	I	By limited partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Convertible Preferred Stock^F1,F2	—	Apr 20, 2015	C	865,590	D	—	—	Common Stock	865,590	0	I
Convertible Preferred Stock^F3,F2	—	Apr 20, 2015	C	246,668	D	—	—	Common Stock	246,668	0	I

F1Shares are held by Frazier Healthcare VII, LP. FHM VII LLC, or FHM, is the general partner of each of Frazier Healthcare VII, LP and Frazier Healthcare VII-A, LP. FHM may be deemed to have sole voting and investment power over the shares beneficially owned by Frazier Healthcare VII, LP and Frazier Healthcare VII-A, LP. The reporting person is one of the managing members of FHM and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F2In connection with the Issuer's initial public offering, the preferred stock automatically converted into shares of the Issuer's common stock at the rate of 1 share of common stock for each 25.4 shares of preferred stock. The preferred stock had no expiration date.
F3Shares are held by Frazier Healthcare VII-A, LP. FHM VII LLC, or FHM, is the general partner of each of Frazier Healthcare VII, LP and Frazier Healthcare VII-A, LP. FHM may be deemed to have sole voting and investment power over the shares beneficially owned by Frazier Healthcare VII, LP and Frazier Healthcare VII-A, LP. The reporting person is one of the managing members of FHM and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.