SEC Form 4/A · accession 0000899243-18-009099
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott E Gnau
Officer — Chief Technology Officer
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | A | 70,000 | $0.00 | A | 408,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 21, 2018, the Reporting Person was granted 70,000 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. 25,000 of such RSUs shall vest and become releaseable in a series of four (4) successive 3-month installments commencing on February 15, 2019, and thereafter, the balance of such RSUs shall vest and become releaseable in a series of four (4) successive 3-month installments commencing on February 15, 2020, all subject to the Reporting Person's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events. This amendment to the Form 4 filed with the Securities and Exchange Commission on March 23, 2018 is being filed solely to report an amendment to the vesting schedule of such RSUs.