SEC Form 4 · accession 0000899243-18-008451
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Davidson
Officer — See Remarks
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2018 | A | 29,645 | $0.00 | A | 1,186,537 | D | |
| Common Stock | Mar 21, 2018 | F | 14,698 | $20.52 | D | 1,171,839 | D | |
| Common Stock | holding | — | — | — | 7,663 | I | Scott & Taryn Davidson Family Trust Dated 4/4/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired upon the settlement of performance stock units granted on October 16, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- F2Shares withheld to satisfy taxes arising out of settlement of performance stock units.
Remarks
Chief Financial Officer and Chief Operating Officer