SEC Form 4 · accession 0000899243-18-006254

Hortonworks, Inc. · HDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 28, 2018

Accepted (ET)

Mar 2, 2018 · 7:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001610532

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 28, 2018	S	66,674	$18.18	D	1,126,749	I	By Index Ventures V (Jersey), L.P.
Common Stock^F1,F2	Feb 28, 2018	S	540	$18.18	D	9,128	I	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock^F1,F2	Feb 28, 2018	S	61,667	$18.18	D	1,042,132	I	By Index Ventures IV (Jersey), L.P.
Common Stock^F1,F2	Feb 28, 2018	S	5,682	$18.18	D	100,332	I	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock^F1,F2	Feb 28, 2018	S	1,395	$18.18	D	23,578	I	By Yucca (Jersey) SLP
Common Stock	holding	—	—		—	10,838	D

No Table II lines on this filing.

F1Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.00 to $18.63 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
F2The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures IV (Jersey), L.P., Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures V (Jersey), L.P., Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.