SEC Form 4 · accession 0000899243-18-003752
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Davidson
Officer — See Remarks
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2018 | S | 16,308 | $18.11 | D | 1,175,845 | D | |
| Common StockF3 | Feb 13, 2018 | S | 2,646 | $17.49 | D | 1,173,199 | D | |
| Common Stock | holding | — | — | — | 7,663 | I | Scott & Taryn Davidson Family Trust Dated |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017.
- F2Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.79 to $19.22 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- F3Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.24 to $18.03 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
Remarks
Chief Financial Officer & Chief Operating Officer