SEC Form 4 · accession 0000899243-18-003746
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Reasoner
Officer — See Remarks
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | F | 4,157 | $17.15 | D | 258,125 | D | |
| Common Stock | Feb 13, 2018 | S | 4,678 | $17.76 | D | 253,447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.
Remarks
Chief Accounting Officer, Corporate Controller and Principal Accounting Officer