SEC Form 4 · accession 0000899243-18-003342
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott E Gnau
Officer — Chief Technology Officer
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | A | 99,774 | $0.00 | A | 348,453 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 6, 2018 the Reporting Person was granted 99,774 restricted stock units ("RSU"s). Each RSU represents the right to receive, at settlement, one share of common stock. 21,603 of such RSUs shall vest and become releaseable in a series of three (3) successive 3-month installments commencing on May 15, 2018, and thereafter, the balance of the RSUs shall vest and become releaseable in a series of four (4) successive 3-month installments commencing on February 15, 2019, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events.