SEC Form 4 · accession 0000899243-17-021827
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Bearden
Officer — Chief Executive Officer · Director
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | S | 125,000 | $17.35 | D | 1,443,252 | I | The Robert Gene Bearden, Jr. Family Trust |
| Common StockF2 | Sep 8, 2017 | S | 125,000 | $16.90 | D | 1,318,252 | I | The Robert Gene Bearden, Jr. Family Trust |
| Common Stock | holding | — | — | — | 341,747 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.12 to $17.58 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- F2Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.71 to $17.40 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.