SEC Form 4 · accession 0000899243-17-019478
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaun Connolly
Officer — Chief Strategy Officer
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | A | 3,457 | $0.00 | A | 392,492 | D | |
| Common Stock | Jul 28, 2017 | F | 1,793 | $13.69 | D | 390,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- F2Shares withheld to satisfy tax obligations arising out of vesting of performance stock units.