SEC Form 4/A · accession 0000899243-17-018698
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Reasoner
Officer — See Remarks
Period of report
Jul 18, 2017
Accepted (ET)
Jul 21, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2017 | A | 96,150 | $0.00 | A | 271,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 18, 2017, the Reporting Person was granted 96,150 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-eighth (1/8) of such RSUs shall vest and become releasable on November 9, 2017, and thereafter, the balance of the RSUs shall vest and become releasable in a series of seven (7) successive 3-month installments over the following twenty-one (21) months thereafter, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events. In the original Form 4, this footnote incorrectly stated the number of RSUs granted to the reporting person. This amendment is being filed solely to correct that error.
Remarks
Chief Accounting Officer, Corporate Controller and Principal Accounting Officer