SEC Form 4 · accession 0000899243-17-002051
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Davidson
Officer — Chief Financial Officer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | A | 5,682 | $0.00 | A | 821,787 | D | |
| Common Stock | Jan 26, 2017 | S | 2,841 | $9.05 | D | 818,946 | D | |
| Common Stock | holding | — | — | — | 33,532 | I | Scott & Taryn Davidson Family Trust Dated 4/4/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016.