SEC Form 4 · accession 0000899243-17-000877
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Davidson
Officer — Chief Financial Officer
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2017 | A | 373,874 | $0.00 | A | 816,105 | D | |
| Common Stock | holding | — | — | — | 33,532 | I | Scott & Taryn Davidson Family Trust Dated 4/4/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 5, 2017 the Reporting Person was granted 373,874 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. Such restricted stock units shall vest and become releasable in a series of four equal successive three month installments over the twelve months following the grant date, all subject to the grantee's continued status as a service provider.