SEC Form 4 · accession 0000899243-16-031994
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Davidson
Officer — Chief Financial Officer
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 17, 2016 | S | 9,332 | $6.82 | D | 450,754 | D | |
| Common Stock | holding | — | — | — | 33,532 | I | Scott & Taryn Davidson Family Trust Dated 4/4/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2015.
- F2Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $6.74 to $6.90 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.