SEC Form 4 · accession 0000899243-16-021146
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Cormier
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2016 | A | 12,998 | $0.00 | A | 120,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on May 25, 2017, subject to the Reporting Person's continuous service as a board member through such date. Unvested shares are subject to acceleration upon the occurrence of certain events.