SEC Form 4 · accession 0000899243-15-004761

Hortonworks, Inc. · HDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Sep 10, 2015

Accepted (ET)

Sep 14, 2015 · 5:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001610532

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F3,F4	Sep 10, 2015	S	750	$24.27	D	241,750	I	See Footnote
Common Stock^F1,F3,F5	Sep 10, 2015	S	750	$24.27	D	241,750	I	See Footnote
Common Stock^F1,F3,F6	Sep 10, 2015	S	750	$24.27	D	869,443	I	See Footnote
Common Stock^F2,F3,F4	Sep 11, 2015	S	750	$24.00	D	241,000	I	See Footnote
Common Stock^F2,F3,F5	Sep 11, 2015	S	750	$24.00	D	241,000	I	See Footnote
Common Stock^F2,F3,F6	Sep 11, 2015	S	750	$24.00	D	868,693	I	See Footnote

No Table II lines on this filing.

F1Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $23.99 to $24.56 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
F2Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $23.70 to $24.42 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
F3These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015
F4Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz
F5Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz
F6Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000