SEC Form 4/A · accession 0000899243-15-004516
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott E Gnau
Officer — Chief Technology Officer
Period of report
Apr 27, 2015
Accepted (ET)
Sep 4, 2015 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Apr 27, 2015 | A | 44,082 | A | — | — | Common Stock | 44,082 | 44,082 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2On April 27, 2015 (the "Grant Date"), the Reporting Person was granted 36,379 restricted stock units ("RSUs"). On August 10, 2015, the Reporting Person's original grant was corrected by the Compensation Committee to reflect an additional 7,703 shares. The restricted stock units vest with respect to 50% on the first anniversary of the Grant Date, an additional 25% will become vested on the eighteen (18) month anniversary of the Grant Date and the remaining 25% will become vested on the twenty-four (24) month anniversary of the Grant Date. We are amending the original Form 4 to reflect the correct number of RSUs granted.