SEC Form 4 · accession 0000899243-15-001375
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaun Connolly
Officer — VP, Corporate Strategy
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2015 | S | 3,800 | $25.20 | D | 224,849 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed pursuant to a 10b5-1 trading plan executed on March 9, 2015.
- F2This transaction was executed in a single open market trade at a price of $25.20 per share.