SEC Form 4 · accession 0000899243-15-001276
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert Cunitz
Officer — President
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 13, 2015 | G | 250,000 | $0.00 | A | 250,000 | I | See footnote |
| Common StockF3 | Jul 13, 2015 | G | 250,000 | $0.00 | A | 250,000 | I | See footnote |
| Common Stock | holding | — | — | — | 877,693 | I | Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person and his spouse became trustees of the trust on July 13, 2015.
- F2Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz
- F3Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz