SEC Form 4 · accession 0000899243-18-013227
CNX Midstream Partners LP · CNXM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Earl Jackson
Director
Period of report
Feb 16, 2018
Accepted (ET)
May 17, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON UNITS (LIMITED PARTNER INTERESTS)F1 | Feb 16, 2018 | M | 3,555 | — | A | 20,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM UNITS (RIGHTS TO COMMON UNITS)F1,F2 | — | Feb 16, 2018 | M | 3,555 | D | — | — | COMMON UNITS | 3,555 | 4,616 | D |
| PHANTOM UNITS (RIGHTS TO COMMON UNITS)F1,F3 | — | May 15, 2018 | A | 78 | D | — | — | COMMON UNITS | 78 | 4,694 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.
- F23,555 phantom units vested on February 16, 2018. The remaining 4,616 phantom units vest on February 14, 2019.
- F3The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.