SEC Form 3 · accession 0001179110-19-001642
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Love
Officer — Senior Vice President Stores
Period of report
Jan 29, 2019
Accepted (ET)
Feb 8, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,882 | D | ||
| Common Stock | holding | — | — | — | 1,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $6.15 | holding | — | — | — | — | Jun 5, 2025 | Common Stock | 20,246 | — | D |
| OptionsF3 | $7.11 | holding | — | — | — | — | May 20, 2024 | Common Stock | 11,040 | — | D |
| OptionsF4 | $11.14 | holding | — | — | — | — | Jun 20, 2024 | Common Stock | 22,500 | — | D |
| OptionsF5 | $23.92 | holding | — | — | — | — | May 24, 2026 | Common Stock | 15,882 | — | D |
| OptionsF6 | $28.82 | holding | — | — | — | — | Jun 9, 2023 | Common Stock | 3,470 | — | D |
Explanation of responses
- F1Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan that are subject to vesting over either a four or five-year period from their respective dates of grant.
- F2The options were granted under the Company's 2014 Equity Incentive Plan and one quarter of the options will vest on each of June 5, 2019, June 5, 2020, June 5, 2021 and June 5, 2022.
- F3The options were granted under the Company's 2014 Equity Incentive Plan and one third of the options will vest on each of May 20, 2019, May 20, 2020 and May 20, 2021.
- F4The options were granted under the Company's 2011 Equity Incentive Plan and 22,500 options will vest on June 20, 2019.
- F5The options were granted under the Company's 2014 Equity Incentive Plan and one quarter of the options will vest on each of May 24, 2019, May 24, 2020, May 24, 2021 and May 24, 2022.
- F6The options were granted under the Company's 2014 Equity Incentive Plan. Of such options 2,082 options are currently vested and 1,388 options remain subject to vesting. Of the remaining unvested options, one half will vest on each of June 9, 2019 and June 9, 2020.
Remarks
Exhibit 24.1 Power of Attorney