SEC Form 4 · accession 0001179110-18-011103

Boot Barn Holdings, Inc. · BOOT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 4, 2018

Accepted (ET)

Sep 4, 2018 · 7:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001610250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 4, 2018	M	59,780	$9.21	A	68,412	D
Common Stock^F2	Sep 4, 2018	S	59,780	$29.4392	D	8,632	D
Common Stock	Sep 4, 2018	M	14,945	$11.21	A	23,577	D
Common Stock^F2	Sep 4, 2018	S	14,945	$29.4392	D	8,632	D
Common Stock^F3	holding	—	—		—	5,967	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F4	$9.21	Sep 4, 2018	M	59,780	D	—	Dec 20, 2022	Common Stock	59,780	0	D
Options^F4	$11.21	Sep 4, 2018	M	14,945	D	—	Dec 20, 2022	Common Stock	14,945	0	D

F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2Reflects the weighted average price of sales on September 4, 2018. The shares were sold in multiple transactions at prices ranging from $28.78 to $30.00, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3By Peter Starrett as trustee of The Starrett Family Trust, Dated April 11, 1999.
F4The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.