SEC Form 4 · accession 0001179110-18-011102
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory V. Hackman
Officer — Chief Financial Officer
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2018 | M | 18,093 | $7.11 | A | 46,705 | D | |
| Common StockF1 | Aug 30, 2018 | S | 18,093 | $29.4734 | D | 28,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $7.11 | Aug 30, 2018 | M | 18,093 | D | — | May 20, 2024 | Common Stock | 18,093 | 36,907 | D |
Explanation of responses
- F1Reflects the weighted average price of sales on August 30, 2018. The shares were sold in multiple transactions at prices ranging from $29.14 to $29.78, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.