SEC Form 4 · accession 0001179110-18-011101
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Marie Grijalva
Officer — Chief Merchandise Officer
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2018 | M | 9,813 | $6.00 | A | 18,327 | D | |
| Common Stock | Aug 30, 2018 | S | 9,813 | $29.90 | D | 8,514 | D | |
| Common Stock | Aug 30, 2018 | M | 3,375 | $6.15 | A | 11,889 | D | |
| Common Stock | Aug 30, 2018 | S | 3,375 | $29.90 | D | 8,514 | D | |
| Common Stock | Aug 30, 2018 | M | 8,200 | $7.11 | A | 16,714 | D | |
| Common Stock | Aug 30, 2018 | S | 8,200 | $29.90 | D | 8,514 | D | |
| Common Stock | Aug 30, 2018 | M | 19,625 | $8.00 | A | 28,139 | D | |
| Common Stock | Aug 30, 2018 | S | 19,625 | $29.90 | D | 8,514 | D | |
| Common Stock | Aug 30, 2018 | S | 766 | $29.90 | D | 7,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $6.00 | Aug 30, 2018 | M | 9,813 | D | — | Jan 27, 2022 | Common Stock | 9,813 | 9,812 | D |
| OptionsF1 | $6.15 | Aug 30, 2018 | M | 3,375 | D | — | Jun 5, 2025 | Common Stock | 3,375 | 30,370 | D |
| OptionsF1 | $7.11 | Aug 30, 2018 | M | 8,200 | D | — | May 20, 2024 | Common Stock | 8,200 | 32,800 | D |
| OptionsF2 | $8.00 | Aug 30, 2018 | M | 19,625 | D | — | Jan 27, 2022 | Common Stock | 19,625 | 19,625 | D |
Explanation of responses
- F1The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.
- F2The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.