SEC Form 4 · accession 0001179110-18-010587
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Grant Conroy
Officer — Chief Executive Officer · Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 14, 2018 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 25,302 | $6.15 | A | 64,515 | D | |
| Common StockF1 | Aug 14, 2018 | S | 25,302 | $27.6728 | D | 39,213 | D | |
| Common Stock | Aug 14, 2018 | M | 28,568 | $7.11 | A | 67,781 | D | |
| Common StockF1 | Aug 14, 2018 | S | 28,568 | $27.6728 | D | 39,213 | D | |
| Common Stock | Aug 14, 2018 | M | 45,000 | $11.21 | A | 84,213 | D | |
| Common StockF1 | Aug 14, 2018 | S | 45,000 | $27.6728 | D | 39,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $6.15 | Aug 14, 2018 | M | 25,302 | D | — | Jun 5, 2025 | Common Stock | 25,302 | 0 | D |
| OptionsF2 | $7.11 | Aug 14, 2018 | M | 28,568 | D | — | May 20, 2024 | Common Stock | 28,568 | 0 | D |
| OptionsF3 | $11.21 | Aug 14, 2018 | M | 45,000 | D | — | Dec 20, 2022 | Common Stock | 45,000 | 14,790 | D |
Explanation of responses
- F1Reflects the weighted average price of sales on August 14, 2018. The shares were sold in multiple transactions at prices ranging from $27.17 to $28.27, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.
- F3The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.