SEC Form 4 · accession 0001179110-18-007434
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Grant Conroy
Officer — Chief Executive Officer · Director
Period of report
Jun 9, 2016
Accepted (ET)
May 23, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | F | 587 | $8.68 | D | 22,101 | D | |
| Common StockF2 | May 20, 2017 | F | 1,119 | $7.98 | D | 20,982 | D | |
| Common StockF3 | Jun 9, 2017 | F | 587 | $6.57 | D | 33,574 | D | |
| Common StockF4 | May 20, 2018 | F | 1,476 | $23.83 | D | 5,307 | D | |
| Common StockF5 | holding | — | — | — | 26,791 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 9, 2016, in connection with the vesting of shares underlying 1,562 previously disclosed restricted stock units, the issuer withheld 587 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $8.68 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2016, including the shares awarded in connection with such vesting, and 21,126 shares of common stock subject to further vesting conditions.
- F2On May 20, 2017, in connection with the vesting of shares underlying 2,977 previously disclosed restricted stock units, the issuer withheld 1,119 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $7.98 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2017, including the shares awarded in connection with such vesting, and 18,149 shares of common stock subject to further vesting conditions.
- F3On June 9, 2017, in connection with the vesting of shares underlying 1,561 previously disclosed restricted stock units, the issuer withheld 587 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $6.57 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2017, including the shares awarded in connection with such vesting, and 29,767 shares of common stock subject to further vesting conditions.
- F4On May 20, 2018, in connection with the vesting of shares underlying 2,976 previously disclosed restricted stock units, the issuer withheld 1,476 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $23.83 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2018, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below.
- F5Consists of the number of shares of common stock underlying previously disclosed restricted stock units held by the reporting person as of May 23, 2018 that remain subject to time-based vesting.