SEC Form 4 · accession 0001179110-18-007433
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory V. Hackman
Officer — Chief Financial Officer
Period of report
May 20, 2017
Accepted (ET)
May 23, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2017 | F | 266 | $7.98 | D | 24,101 | D | |
| Common StockF2 | Jun 9, 2017 | F | 64 | $6.57 | D | 26,577 | D | |
| Common StockF3 | May 20, 2018 | F | 236 | $23.83 | D | 21,181 | D | |
| Common StockF4 | holding | — | — | — | 5,160 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 20, 2017, in connection with the vesting of shares underlying 700 previously disclosed restricted stock units, the issuer withheld 266 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $7.98 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2017, including the shares awarded in connection with such vesting, as well as shares acquired in previously disclosed open market purchases, and 3,493 shares of common stock subject to further vesting conditions.
- F2On June 9, 2017, in connection with the vesting of shares underlying 173 previously disclosed restricted stock units, the issuer withheld 64 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $6.57 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2017, including the shares awarded in connection with such vesting, as well as shares acquired in previously disclosed open market purchases, and 5,860 shares of common stock subject to further vesting conditions.
- F3On May 20, 2018, in connection with the vesting of shares underlying 700 previously disclosed restricted stock units, the issuer withheld 236 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $23.83 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2018, including the shares awarded in connection with such vesting, as well as shares acquired in previously disclosed open market purchases, but excluding any shares of common stock subject to further vesting conditions. See Note 4 below.
- F4Consists of the number of shares of common stock underlying previously disclosed restricted stock units held by the reporting person as of May 23, 2018 that remain subject to time-based vesting.