SEC Form 4 · accession 0001179110-18-007248
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Starrett
Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | M | 36,972 | $5.47 | A | 36,972 | D | |
| Common Stock | May 17, 2018 | S | 36,972 | $23.25 | D | 0 | D | |
| Common Stock | May 17, 2018 | M | 58,875 | $6.00 | A | 58,875 | D | |
| Common Stock | May 17, 2018 | S | 58,875 | $23.25 | D | 0 | D | |
| Common Stock | May 17, 2018 | M | 14,945 | $7.47 | A | 14,945 | D | |
| Common Stock | May 17, 2018 | S | 14,945 | $23.25 | D | 0 | D | |
| Common Stock | May 17, 2018 | M | 39,250 | $8.00 | A | 39,250 | D | |
| Common Stock | May 17, 2018 | S | 39,250 | $23.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $5.47 | May 17, 2018 | M | 36,972 | D | — | Dec 20, 2022 | Common Stock | 36,972 | 0 | D |
| OptionsF2 | $6.00 | May 17, 2018 | M | 58,875 | D | — | Jan 27, 2022 | Common Stock | 58,875 | 0 | D |
| OptionsF2 | $7.47 | May 17, 2018 | M | 14,945 | D | — | Dec 20, 2022 | Common Stock | 14,945 | 0 | D |
| OptionsF2 | $8.00 | May 17, 2018 | M | 39,250 | D | — | Jan 27, 2022 | Common Stock | 39,250 | 0 | D |
Explanation of responses
- F1Reflects the sale of shares of common stock in the secondary offering of common stock of Boot Barn Holdings, Inc. that priced on May 17, 2018 and is expected to close on May 22, 2018.
- F2The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.